Share the post "Shareholding Pattern: Shareholding Pattern AU Small Finance Bank Limited An Examination of Financial Performance for FY (Q4-Mar 2023-2024)"
AU Small Finance Bank Limited has released its latest shareholding reports, covering the quarter and the first half of the fiscal year ending on (Q4-Mar 2023-2024).This detailed report examines who owns shares, including Promoters, promoter groups, Foreign investors, public investors, and government entities.
Shareholder Name |
Previous Quater Quantity(In Crores) |
Current Quater Quantity(In Crores) |
Previous Quater Shares(in %) |
Current Quater Shares(in %) |
Quater to Quater Difference |
Promoters |
17.03 |
17.03 |
25.46 |
25.45 |
-0.01 % |
Public |
49.85 |
49.89 |
12.61 |
12.4 |
-0.21 % |
DII
|
13.92 |
15.24 |
20.81 |
22.78 |
+1.97 % |
FII
|
27.50 |
26.35 |
41.12 |
39.37 |
-1.75 % |
Government
|
0.00 |
0.00 |
0 |
0 |
0 |
Promoters’ shareholding decreased from 25.46% in December 2023 to 25.45% in March 2024. This reduction indicates that the promoters’ control over Company has weakened during this period.The percentage of shares held by the public decreased from 12.61% in December 2023 to 12.4% in March 2024.This reduction indicates that the public’s stake in the company diminished during this period.DIIs (Domestic Institutional Investors) shareholding increased from 20.81% in December 2023 to 22.78% in March 2024 , indicating that domestic institutions increased their stake in the company by 1.97% . FIIs (Foreign Institutional Investors) shareholding decreased from 41.12% in December 2023 to 39.37% in March 2024 ,indicating that foreign institutions reduced their investments by 1.5% in the company during the quarter. This suggests a pullback in their investment .During quater from December 2023 to March 2024, Goverenment ownership remained steady at 0%.This indicates that the government’s stake in the company remained consistent during this period.
Let’s look into the statistics of the investors, which could have contributed to the fluctuations in the shareholding pattern.
Shareholder Name |
Previous Quarter Quantity (In crores) |
Current Quarter Quantity (In crores) |
Previous Quarter Shares (in %) |
Current Quarter Shares (in %) |
Quarter-to-Quarter Difference (%) |
Sanjay Agarwal |
11.719 |
11.719 |
17.52 |
17.51 |
-0.01 % |
Sanjay Agarwal faced a downturn in stakeholding this quarter, witnessing a decline of -0.01 % in stakeholding compared to the previous quarter.
Shareholder Name |
Previous Quarter Quantity (In Crores) |
Current Quarter Quantity (In Crores) |
Previous Quater Shares (in %) |
Current Quater Shares (in %) |
Quater-to-Quater Difference (%) |
Directors and their relatives (excluding independent directors and nominee directors) |
1.386 |
1.391 |
2.07 |
2.08 |
+ 0.01 % |
Resident Individuals holding nominal share capital up to Rs. 2 lakhs |
2.832 |
3.379 |
4.24 |
5.05 |
+ 0.81 % |
Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs |
1.689 |
1.702 |
2.53 |
2.54 |
+ 0.01 % |
Non Resident Indians (NRIs) |
0.392 |
0.357 |
0.59 |
0.53 |
-0.06 % |
Bodies Corporate |
1.208 |
1.201 |
1.81 |
1.79 |
-0.02 % |
Any Other (specify) |
0.898 |
0.240 |
1.34 |
0.36 |
-0.98 % |
Clearing Members |
0.049 |
0.017 |
0.07 |
0.02 |
-0.05 % |
HUF |
0.060 |
0.080 |
0.09 |
0.12 |
+ 0.03 % |
LLP |
0.152 |
0.139 |
0.23 |
0.21 |
-0.02 % |
Trusts |
0.638 |
0.003 |
0.95 |
0.01 |
-0.94 % |
Leading the way to higher stakeholding, Directors and their relatives (excluding independent directors and nominee directors) has significantly boosted stakeholding by an impressive 0.01 %.Leading the way to higher stakeholding, Resident Individuals holding nominal share capital up to Rs. 2 lakhs has significantly boosted stakeholding by an impressive 0.81 %.Leading the way to higher stakeholding, Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs has significantly boosted stakeholding by an impressive 0.01 %.Observations show a significant difference of -0.06 % in Non Resident Indians (NRIs)’s financial performance between quarters.Observations show a significant difference of -0.02 % in Bodies Corporate’s financial performance between quarters.Observations show a significant difference of -0.98 % in Any Other (specify)’s financial performance between quarters.Observations show a significant difference of -0.05 % in Clearing Members’s financial performance between quarters.Leading the way to higher stakeholding, HUF has significantly boosted stakeholding by an impressive 0.03 %.Observations show a significant difference of -0.02 % in LLP’s financial performance between quarters.Observations show a significant difference of -0.94 % in Trusts’s financial performance between quarters.
Shareholder Name |
Previous Quarter Quantity (In Crores) |
Current Quarter Quantity (In Crores) |
Previous Quater Shares (in %) |
Current Quater Shares (in %) |
Quater-to-Quater Difference (%) |
Mutual Funds/ |
7.829 |
9.723 |
11.71 |
14.53 |
+ 2.82 % |
Uti Flexi Cap Fund |
0.680 |
0.732 |
1.02 |
1.09 |
+ 0.07 % |
Dsp Midcap Fund |
0.963 |
1.096 |
1.44 |
1.64 |
+ 0.2 % |
Nippon Life India Trustee Ltd-A/C Nippon India Growth Fund |
0.981 |
1.204 |
1.47 |
1.8 |
+ 0.33 % |
Aditya Birla Sun Life Trustee Private Limited A/C Aditya Birla Sun Life Flexi Cap Fund |
0 |
1.223 |
0 |
1.83 |
+1.83% |
Hdfc Mutual Fund – Hdfc Mid-Cap Opportunities Fund |
0.901 |
1.580 |
1.35 |
2.36 |
+ 1.01 % |
Kotak Flexicap Fund |
3.003 |
2.986 |
4.49 |
4.46 |
-0.03 % |
Alternate Investment Funds |
3.734 |
3.707 |
5.58 |
5.54 |
-0.04 % |
Westbridge Aif I |
3.211 |
2.839 |
4.8 |
4.24 |
-0.56 % |
Banks |
0.000 |
0.022 |
0 |
0.03 |
+ 0.03 % |
Insurance Companies |
2.353 |
1.789 |
3.52 |
2.67 |
-0.85 % |
The latest quarter saw a considerable enhancement in stakeholding for Mutual Funds/, reflecting an uptick of 2.82 % in their shares.The latest quarter saw a considerable enhancement in stakeholding for Uti Flexi Cap Fund, reflecting an uptick of 0.07 % in their shares.The latest quarter saw a considerable enhancement in stakeholding for Dsp Midcap Fund, reflecting an uptick of 0.2 % in their shares.The latest quarter saw a considerable enhancement in stakeholding for Nippon Life India Trustee Ltd-A/C Nippon India Growth Fund, reflecting an uptick of 0.33 % in their shares.The latest quarter saw a considerable enhancement in stakeholding for Hdfc Mutual Fund – Hdfc Mid-Cap Opportunities Fund, reflecting an uptick of 1.01 % in their shares.Kotak Flexicap Fund decreased their stake from 4.46% in the previous quarter to 4.49% in the current quarter.It describes a decrease in stakes over consecutive quarters, specifically by -0.03 %.Alternate Investment Funds decreased their stake from 5.54% in the previous quarter to 5.58% in the current quarter.It describes a decrease in stakes over consecutive quarters, specifically by -0.04 %.Westbridge Aif I decreased their stake from 4.24% in the previous quarter to 4.8% in the current quarter.It describes a decrease in stakes over consecutive quarters, specifically by -0.56 %.The latest quarter saw a considerable enhancement in stakeholding for Banks, reflecting an uptick of 0.03 % in their shares.Insurance Companies decreased their stake from 2.67% in the previous quarter to 3.52% in the current quarter.It describes a decrease in stakes over consecutive quarters, specifically by -0.85 %.Aditya Birla Sun Life Trustee Private Limited A/C Aditya Birla Sun Life Flexi Cap Fund had no shares in the previous quarter but now holds 1.83% of shares in the current quarter.
Shareholder Name |
Previous Quarter Quantity (In Crores) |
Current Quarter Quantity (In Crores) |
Previous Quater Shares (in %) |
Current Quater Shares (in %) |
Quater-to-Quater Difference (%) |
Foreign Portfolio Investors Category I |
26.313 |
24.923 |
39.35 |
37.25 |
-2.1 % |
Nomura India Investment Fund Mother Fund |
1.503 |
1.463 |
2.25 |
2.19 |
-0.06 % |
New World Fund Inc |
2.867 |
2.867 |
4.29 |
4.28 |
-0.01 % |
Smallcap World Fund, Inc |
3.203 |
2.919 |
4.79 |
4.36 |
-0.43 % |
Foreign Portfolio Investors Category II |
1.168 |
1.413 |
1.75 |
2.11 |
+ 0.36 % |
Any Other(Institutions (Foreign)) |
0.017 |
0.010 |
0.03 |
0.01 |
-0.02 % |
Foreign Institutional Investors |
0.017 |
0.010 |
0.03 |
0.01 |
-0.02 % |
Kotak Funds – India Midcap Fund |
0.697 |
0 |
1.04 |
0 |
-1.04% |
Stakeholding dwindled by -2.1 % for Foreign Portfolio Investors Category I in comparison to the preceding quarter.Stakeholding dwindled by -0.06 % for Nomura India Investment Fund Mother Fund in comparison to the preceding quarter.Stakeholding dwindled by -0.01 % for New World Fund Inc in comparison to the preceding quarter.Stakeholding dwindled by -0.43 % for Smallcap World Fund, Inc in comparison to the preceding quarter.During this past quarter, there was a noteworthy upswing in stakeholding for Foreign Portfolio Investors Category II, which experienced a significant increase of 0.36 % .Stakeholding dwindled by -0.02 % for Any Other(Institutions (Foreign)) in comparison to the preceding quarter.Stakeholding dwindled by -0.02 % for Foreign Institutional Investors in comparison to the preceding quarter.Kotak Funds – India Midcap Fund had 1.04% of shares in the previous quarter but exited in the current quarter.
Sanjay Agarwal, these shareholders are the Anchor investors of current and previous quarter.
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